I. THE
GRADUATE SCHOOL
Procedures
and Guidelines
for
the
Preparation
of Theses
at
Montclair
State University
January 2001
I. Introduction
A graduate thesis is a
permanent record of a significant contribution made by a student to a
particular field of knowledge. It
demonstrates the writer has the capacity for research, the ability to draw
logical conclusions, and make interpretative claims. In the process of developing the thesis, students will be
required to accomplish extensive readings and to demonstrate a significant
knowledge of their discipline's methodological approach to research. Students must act ethically in all aspects
of the thesis process.
Statement of Responsibility:
Students are responsible for following the requirements set forth in
this thesis guide and any additional guidelines established by their department
or program. (To determine if your
program has additional or special guidelines, contact your graduate
advisor.) It is the student's
responsibility to locate appropriate materials, perform the necessary research,
develop conclusions, and present all of the above in a form, which meets
standards acceptable to the discipline.
Students are expected to know, understand and follow the policies and
procedures as outlined in the students' Rights and Responsibilities section of
the Student Handbook.
Plagiarism in any form is unacceptable and will result in serious
disciplinary action including loss of matriculation. If detected after graduation, the student's degree may be
rescinded.
Subject content and appropriate supervision of all aspects of the
thesis process is the responsibility of the thesis sponsor and the thesis
committee. The department will approve
the thesis only if style, form, and content standards appropriate for the
department are maintained.
Students are required to be fully matriculated and in good academic
standing in their graduate degree program before being allowed to register for
the thesis course or complete the thesis project.
Before certifying to the Registrar's office and the department that the
thesis has been formally approved, The Graduate School will review the
manuscript to determine compliance with Graduate School standards as to form
and style.
II. THE THESIS PROCESS
Students intending to write a thesis are to follow
the steps described below.
A. Identification of Thesis
Topic
1. Upon matriculation
into the Master's program, you should begin to consider the possible thesis
topics. Students should have received
these and any departmental guidelines from their graduate advisors at the time
of matriculation. Students should begin
the thesis process as early in their program as possible to ensure timely
completion of the degree. As you begin
to take courses you should continue to discuss possible thesis topics with your
graduate advisor as well as other faculty in your department.
2. As you begin to
identify a possible thesis topic, you should begin to review the literature
available on this topic. Reference
librarians and your graduate advisor may be resources to help you begin this
literature review.
3. Once you have
completed the literature review and have defined your thesis topic, you should
meet with your graduate advisor to discuss your thesis topic and identify
potential thesis sponsor/advisors. At
this meeting your graduate advisor can answer any questions you may have about
the thesis process.
B. Thesis Sponsor and
Committee Selection
1. After meeting with
your graduate advisor, you should seek the cooperation of a particular faculty
member to serve as your thesis sponsor.
The selection of this person is very important. The thesis sponsor has the primary
responsibility for the general supervision of your thesis. To facilitate this process, prepare a 1 to 3
page general topic statement. Faculty
members will use this document to decide if they have the expertise and
interest to serve as your sponsor.
2. Thesis sponsor/advisor
must be a full-time tenured/tenure-track faculty member in the student's
department. The sponsor must also hold
graduate faculty status as defined by the Graduate Council Policy Manual
(Appendices I.C.2).
3. In consultation with
your thesis sponsor, you should seek the cooperation of two additional faculty
to serve on your thesis committee. The
sponsor and the two committee members constitute your three-member thesis
committee.
4. Thesis committee
members shall be full-time, tenured/tenure-track faculty who hold graduate
faculty status within the student's department. Committee members who do
not hold graduate faculty status and/or are not full-time, tenured/tenure-track
may be appointed to serve on thesis committees with the approval of the
graduate advisor/director/coordinator (as identified by the department).
5. No more than one
member of the thesis committee may be from outside the student's department.
6. Changes in committee
members may be made at the discretion of the thesis sponsor and/or graduate
advisor at any time up until registration for the thesis course.
7. Once registered for
the thesis course, changes in thesis committee members or thesis sponsor must
be made by submission of a new Approval for Writing a Master's Thesis form with
the Graduate School.
C. Approval of Thesis Topic
With the establishment of the thesis committee, you should begin to
define more clearly the thesis topic.
At this time, prepare a 3 to 4 page (or longer) document which provides
a clear statement of the research issue, an annotated bibliography (if
appropriate), an extended literature review and a proposed research
design/methodology. This document will
be used by your committee to focus your thesis topic and help you prepare to
write the thesis outline (if necessary).
D. Thesis Outline (Optional)
1. Once the thesis committee
has approved your thesis topic, you should begin developing a complete thesis
outline. It should follow disciplinary
standards and include significant detail.
In developing the outline, it is imperative that you work closely with
your thesis sponsor. Although they are
not usually asked to review the outline until it is completed, other committee
members may be approached for assistance.
2. When the student and
the sponsor agree the outline adequately presents the proposed thesis, it
should be submitted to the thesis committee.
Upon their suggestion, significant revisions may be necessary. When the outline is approved, the Thesis
Outline Approval form must be approved by your thesis sponsor and committee
members. The thesis outline is retained
by the thesis sponsor. A copy does not
need to be submitted to the Graduate School.
E. Institutional Review
Board for Human Subjects Protection.
In accordance with national legislation and University policies,
assurances must be made in writing that where human subjects are in any way
involved in the thesis research, no physical or psychological harm will occur
them. Prior to initiation of any
experiment on and/or the collection of any data from human subjects, the
Montclair State University Graduate School and University Institutional Review
Board for Human Subjects Protection (IRB) committee must review and approve the
research procedures to be employed.
When you are ready to begin the data collection phase of your research,
a copy of the Disposition Form must be appropriately signed and filed with the
Graduate School. The student must honor
the methodology agreed upon and alter nothing without prior approval of the
Montclair State University Institutional Review Board for Human Subject
Protection. Students should request an
Institutional Review Board application from the Office of Institutional
Research and Sponsored Programs, College Hall, Room 309, extension 4128. Students should allow 4 - 6 weeks for full
review. Students should also read a
copy of the statement on Ethical Standards published by the American
Psychological Association, which is available in the Graduate School.
F. The Thesis Course (next
section for discussion)
1. The Thesis Course
2. Extensions
3. Time limit to complete
the thesis
4. Thesis due date
The final thesis must be
submitted to the Graduate School no later than six (6) weeks prior to
commencement.
G. Research and Writing the Thesis
1. Your thesis committee
will specify a particular style manual.
(A list of some potential manuals is provided in Section III, Style
Manuals). Section V, Forms and Sample
Pages, contains style instructions, which are applicable to all theses. All drafts -- preliminary (working) and
final -- must be in conformity with the selected style manual, Section IV,
Preparation of Manuscript, and, if applicable, any special school, program,
and/or departmental thesis guidelines.
2. All questionnaires,
letters of inquiry, etc., that are not subject to the Institutional Review
Board for Human Subject Protection approval which are addressed to persons off
this campus, must be approved, in writing, by your thesis sponsor prior to
mailing.
3. Any change in your
research outline and/or research methodology must be approved, in writing, by
your thesis committee prior to its implementation and may require revision of
your originally approved outline.
4. It is expected that
you will be providing to each member of your committee regular drafts of your
work in progress. In providing material
to your committee, be certain to allow adequate time for the members to develop
their responses. During the summer
sessions, many faculty are not available.
Be aware of the university calendar (published in the Schedule of
Courses booklet) and of the schedules of your committee members. Adequate planning is an absolute
necessity. Your thesis sponsor may also
recommend a timetable for the completion of the thesis; you should follow this
timetable as closely as possible.
5. Maintain duplicates of
your research materials and of the various drafts of the thesis.
6. It is highly probable
that several drafts may be written before the final version is developed. Be certain to budget your time accordingly.
H. Completion and Approval of
Thesis
1. When you, your thesis
sponsor, and the thesis committee agree that the thesis is complete, submit a
final version of the thesis to the committee for its approval. This copy of the thesis should follow the
format specifications as outline in section ???
2. Oral
Examination(Optional):
a) The oral examination
is a critical element of the thesis process.
The date of the examination will be determined by your thesis
sponsor. Oral examinations may not be
scheduled during the summer sessions or winter break. To allow for the incorporation of changes and possible additional
research, the orals should be held at least eight weeks prior to the date of
graduation
b) The format of your
oral examination will be determined by each program. Normally, the thesis sponsor will lead the examination. You should be prepared to provide a verbal
presentation of the thesis (approximately 10 to 20 minutes). Committee members and persons outside the
committee are allowed to raise issues and ask questions. To determine the
exact nature of your oral examination, contact your thesis sponsor.
c) Immediately at the end
of the oral examination, the sponsor and the committee members will convene
privately to pass upon the thesis and the oral examination. The sponsor will notify you immediately of the decision. Some of the possible decisions include:
(a) The thesis is
approved.
(b) The thesis is
approved with modification
(c) The thesis is not
approved. The committee will recommend
further action.
3. If the thesis is
approved, you should proceed immediately to prepare the final version.
III. Thesis Document Style
A. Font and Style
The Graduate School assumes that all theses will be presented as word
processed documents. The print must be
in blank ink. Type only on one
side of the paper. When pen work is required,
it must be performed in a permanent, carbon-based black ink employing either a
lettering guide or a lettering device.
Non-standard typefaces--such as script--are not acceptable. All non-standard typefaces must be approved,
in advance, in writing, by your thesis committee, by the chair of your
department, and by the Graduate School.
To obtain such approval, submit a sample page to the above principals.
B. Paper
As the original copy is maintained permanently in the Sprague Library,
it must be typed on white, 20 lb. bond paper.
While it is not necessary to use the above paper for photocopies, such
copies must be made on substantial paper.
C. Margins
Each page must have the
following margins:
1 and ½ inches on the left margin
1 inch for the right, top, and bottom margins
D. Spacing, Pagination,
Footnotes, Citations, Bibliographical Entries, etc.
Follow the style manual
selected by your thesis committee.
E. Corrections
The manuscript must be
free of strikeovers, interlineations, and other detectable corrections. Erasures are allowed if they are
indiscernible. Liquid correction fluid
and dry correction tape (e.g., KO-REC-TYPE) are never acceptable. Clean copy is essential. Both sides of all sheets must be free of
carbon smears, smudges, gray cast, or any other extraneous marks.
F. Illustrations and Similar
Data
Subject to the following
guidelines, drawings, figures, tables, graphs, photographs, maps, and all other
types of illustrative material may be included. All such processes must be permanent and of high quality.
All illustrative data in
the text must be prepared on paper of the same size, weight, and color as that
of the rest of the manuscript. Such
material must conform to the page margin requirements. A typewriter, lettering guide, or similar
device must be used for captions, numerals, symbols, and characters. A black typewriter ribbon or permanent,
carbon-based, black ink must be used for preparing the material.
Photographs should be
printed from negatives on 8 ½ x 11 inch photographic paper. Charts, maps, drawings, etc., also may be
photographed and printed on 8 ½ x 11 inch paper.
If illustrations must be
mounted, great care must be exercised in choosing a procedure. Generally, dry mounting is considered to be
a permanent method. A permanent paper
cement (with the affixed material dried under pressure) may be acceptable. Do not mount with rubber cement, mucilage,
photo-mounting corners, tape, staples, or other non-permanent methods.
G. Oversized Data
This material should be
photographically reduced and printed on 8 ½ x 11 inch paper. If this is impossible, a folded page may
employed. To avoid cutting during the
binding process, the right hand folded edge must be at least ¼ inch from the
right edge of the regular pages. Be certain
to number this page in alignment with the pagination in the text.
H. Proofreading
The manuscript in final
form must be carefully proofread and corrected before it is submitted to the
Graduate School.
Every page must be
checked for correct numbering and correct margins, and all copies must be
checked to insure that pages are not missing.
The manuscript must be thoroughly proofread for consistency. All titles in the table of contents must
agree exactly with their wording in the text.
Headings and subheadings must appear in the table of contents in
descending order of value. Consistency
in positioning all headings of the same value must be maintained.
I. Reproduction
The manuscript must be
photocopied in a permanent manner on a paper of substantial quality. In all cases, the printing must be of
acceptable quality and completely free from smudges, gray cast, or any other
extraneous marks.
IV. Format of Document
A. Abstract.
Prepare a 1 to 2 page abstract of the thesis.
B. Thesis Signature Page.
Complete The Thesis
Signature Page (see Forms and Sample Pages) and have it signed by the thesis
sponsor and the other committee members.
C. Title Page. The second page is the title page. (See the sample title page located in
Section V, Forms and Sample Pages.)
Observe the usual margin requirements.
Center all lines within the margins.
The title of the thesis is in upper case (capital) letters. With a long title, double space between
lines and use an inverted pyramid form.
The author's name is typed in full.
The month and year should be that in which your degree will be
conferred.
D. Copyright Page. (Optional).
Include only if you wish
to have your thesis copyrighted. The
university does not require that the thesis by copyrighted; however, if your
thesis is placed into the library without a copyrighted page, it becomes public
domain and cannot be copyrighted at a later date.
For complete copyright
information, write to the Copyright Office, Library of Congress, Washington,
DC 20557 or call at (703) 557-8700.
(See sample copyright page located in Section V, Forms and Sample Pages.)
E. Acknowledgements. (Optional)
F. Table of Contents.
G. List of Figures. Insert this page only if needed.
H. List of Illustrations. Insert this page only if needed.
I. Copies should be prepared
and distributed as noted below:
a. The original and
one photocopy ("Xerox" copy) must be given to the Graduate
School. (Each should be in a covering
binder, without punched holes.)
b. One photocopy must be given to the thesis sponsor.
c. One photocopy must
be given to the department.
d. One photocopy must
be given to each member of the thesis committee.
e. One photocopy should be retained by you.
The original of the
Thesis Signature Page must be included in the original copy of the thesis. Make enough photocopies of the signature
page to become the cover page for the photocopies of the thesis.
J, After the thesis has been received and approved by the
Graduate School, the thesis sponsor will be notified that a grade may be
assigned for the thesis. If this final
approval is received during the semester in which the student registered for
the thesis course, the grade is entered on the regular grade sheet. If the registration occurred in a previous
semester, the sponsor should employ the procedures concerning incomplete
grades.
V. STYLE MANUALS
Style, footnotes,
citations, and bibliographical form of the thesis should conform to the
conventions prescribed by a standard style manual appropriate to the student's
major field. In some cases, the style
employed in the discipline's major research publications may also be
appropriate. The style manual selected
must be approved by the thesis committee.
Also check with your thesis committee for possible additional style
requirements.
The following list
includes some commonly utilized style manuals.
In all cases, the latest editions must be employed.
American Chemical
Society. Handbook for Authors of
Papers in the Research Journals of the American Chemical Society. Washington, D.C.: American Chemical Society.
American Institute of
Biological Sciences. Style Manual
for Biological Journals. Washington,
D.C.: American Institute of Biological
Sciences.
Psychological Association. Publication Manual of the American
Psychological Association.
Washington, D.C.: American
Psychological Association.
Campbell, William G. Form and Style: Thesis, Reports and Term Papers. Boston: Houghton Mifflin.
Gibaldi, Joseph and W. S.
Achter. MLA Handbook for Writers of
Research Papers. New York: The Modern Language Association of America.
Turabian, Kate L. A Manual for Writers of Term Papers,
Theses, and Dissertations.
Chicago: University of Chicago
Press.
U.S. Government Printing
Office. Style Manual. Washington, D.C.
University of
Chicago. The Chicago Manual of Style. Chicago:
The University of Chicago Press.
MONTCLAIR
STATE UNIVERSITY
APPROVAL
FOR WRITING A MASTER'S THESIS
__________________________________ is accepted for _______________________ in the
(print name of student and Social
Security Number) (number & title of thesis course)
______________ semester in the year ____________.
Thesis Sponsor _________________ ____________________ ______
(type
or print) (sign) (date)
Graduate Advisor _________________ ____________________ ______
(type
or print) (sign) (date)
Committee Member _________________ ____________________ ______
(type
or print) (sign) (date)
Committee Member _________________ ____________________ ______
(type
or print) (sign) (date)
The Graduate School _________________ _____________________ ______
(type
or print) (sign) (date)
Student _________________ _____________________ ______
(type
or print) (sign) (date)
(i) FORM
A
MONTCLAIR
STATE UNIVERSITY
AN
OUTLINE OF A PROPOSED MASTER'S THESIS
(thesis title)
by
(name of student)
Thesis Outline
Approved
Thesis Sponsor _____________________ ____________________ ______
(type or print) (sign) (date)
Committee Member _____________________ ____________________ ______
(type or print) (sign) (date)
Committee Member _____________________ ____________________ ______
(type or print) (sign) (date)
(attach thesis
outline to this form)
(ii) FORM
B
Principal
Investigator ___________________
MONTCLAIR
STATE UNIVERSITY GRADUATE SCHOOL AND UNIVERSITY INSTITUTIONAL REVIEW BOARD FOR
HUMAN SUBJECTS PROTECTION
Disposition Form
Instructions: The Principal Investigator should complete
this form up to the double line.
Project Title:
____________________________________________
Principal Investigator:
_____________________________________
Department:
_____________________________________
Funding Agency (if applicable):
______________________________
Type of Review Requested:
_______
FULL COMMITTEE _______ EXPEDITED _______ EXEMPT
Do not write below this line; for
IRB use only.
Reviewer's Name and Department Signature Date
________________________________ ______________________________ ________
________________________________ ______________________________ ________
For EXEMPT Reviews:
I, the above signed, agree with the
Principal Investigator in finding this project to be exempt under category
__________ below and will report my findings to the full committee at our next
meeting.
1. Research involves the study of normal educational practices
in commonly accepted educational settings.
2. Research involves the use of educational tests, surveys, or
interviews where identifiers are not recorded by the PI or where there
is neither a risk of harm to subjects nor information sought concerning
sensitive aspects of the subjects' own behavior. Research involves observation of public behavior where
identifiers are not recorded by the PI or there is neither a risk of
harm to subjects nor observation of sensitive aspects of the subjects' own
behavior. This exemption does not apply
to research with children when the investigator(s) participates in the
activities being observed; for example, in classroom situations where the
researcher is taking part in the classroom activities being studied or where
surveys and interviews are being administered to children.
3. Research involves the use of educational tests, surveys,
interviews, or observation of public behavior that is not exempt under the
above category if: (a) subjects are elected or appointed public
officials or candidates for public office or (b) federal statute(s)
require(s), without exception, that the confidentiality of the personally
identifiable information will be maintained throughout the research and
thereafter. (Census, etc.)
4. Research involves merely the collection or study of
existing data, documents, records, pathological or diagnostic specimens, where
publicly available or where the information is private and identifiers are not
recorded by the PI.
5. Research involves current public benefit or service
programs, or alternatives to existing programs.
6. Research involves taste and food quality evaluation and
consumer acceptance studies, if food or additives consumed meet FDA
safety standards.
For FULL COMMITTEE Review:
I, the above signed, recommend to _________
Approve
_________ Not Approve
Use space provided below to explain
why the study was not approved and what actions are recommended to gain
approval.
For Studies
Approved under EXPEDITED or FULL COMMITTEE Review Procedures:
IRB approval
is normally granted for periods of one year, unless the committee finds that
the research is sensitive enough to require more frequent review. The above named project will be due for a
continuation review on or before: _________________
(date)
The
expiration stamp on your Informed Consent Document serves as a reminder of the
continuing review requirement. A form
delineating the continuing review process will be sent to you several weeks in
advance of the deadline. Continuing
review must take place by the above date regardless of when your
research actually begins.
MONTCLAIR
STATE UNIVERSITY
(title
of thesis)
by
(name
of student)
A
Master's Thesis Submitted to the Faculty of
Montclair
State University
In
Partial Fulfillment of the Requirements
For
the Degree of
(insert
name of degree)
(insert
date degree is to be conferred)
School
_____________________________ Thesis
Committee
Department
_________________________ _______________________________________________
(Thesis sponsor signs on line; type name under signature)
Thesis Sponsor
Certified by:
___________________________________ _______________________________________________
(Dean signs above; type name under
signature) (Committee member
signs on line; type name under signature)
Dean Committee Member
_____________________ _______________________________________________
(date) (Committee member signs on line; type
name under signature)
_____________________________________________________
(Department chair signs on line; type name under
signature)
Department Chair
(a) FORM
D - Not to appear on title page
(Sample
Copyright Page)
Copyright c
1995 by John William Doe.
All rights reserved.
(Sample Title Page)
JUDGEMENT AND
FEELING IN THE ANESTHETIC
THEORY OF BERNARD
BOSANQUET
Bosanquet, Bernard (1848-1923), British philosopher,
born in Rock Hall, Alnwick, England, and educated at the University of Oxford.
Bosanquet was a lecturer at University College, Oxford (1871-81), professor of
moral philosophy (1903-08) at the University of St. Andrews, and Gifford
lecturer (1911-12) at the University of Edinburgh.
Bosanquet was one of
the leaders of the so-called neo-Hegelian philosophical movement in Great
Britain, deriving his ideas from Plato and the German philosopher G. W. F.
Hegel. He wrote prolifically on logic, metaphysics, aesthetics, politics,
and ethics. Among his best-known works are the Gifford lectures, The
Principle of Individuality and Virtue (1912) and The Value and Destiny
of the Individual (1913).
by
VELVA JEANNE OSBORNE
A THESIS
Submitted in partial
fulfullment of the requirements
For the degree of
(insert name of degree) in
The Department of
(insert name of Department) in
the Graduate
Program of
Montclair State
University
(insert date degree
is to be conferred)*
*Insert month and year
(with no comma between). The only month
degrees are conferred are January, May, and August. No other months should be specified.
Step 4. Once the
thesis committee has approved your thesis topic, have all parties sign Form A,
Approval for writing a Master's Thesis.
(See Sections V, Forms and Sample Pages.) Provide your thesis sponsor and graduate advisor with photocopies
of Form A. After Form A is approved by
the Graduate School, at the next registration opportunity, you should enroll in
your program's thesis course. If your
thesis course is listed in the Schedule of Courses, register via the telephone
response system. If it is not listed,
you must register by using an Independent Study Application. When you submit your registration materials
to the Registrar, Form A must be included. Without an appropriately completed Form A, your registration into
the thesis course will not be processed.